Archax is an FCA-regulated exchange, broker and custodian for digital assets, targeted at professional and institutional clients. Our services cover all types of digital assets – from cryptocurrencies to NFTs to digital securities – as well as traditional financial instruments too. Our vision is to develop a truly digital capital markets ecosystem that bridges traditional and crypto markets, leveraging tokenisation and blockchain/DLT/Web3.0 technologies.

Archax pH7 Inc. is an information technology company providing software and application development, back-office tech support and a wide range of consultancy / advisory services to its clients in the fintech industry.

The Roles

Key Accountabilities:

• Promoting a culture of compliance across the business.
• Supporting and contributing to the firm’s AML/CTF framework and providing direct support to the FinCrime Manager
• Conducting KYC reviews and risk assessments for individual, corporate, and financial promotions clients.
• Escalating red flags and high-risk clients to senior members or the MLRO for review.
• Assisting with transaction monitoring reviews and investigations under supervision.
• Contributing to applicable policies and procedures by flagging gaps or inconsistencies.
• Supporting the business in relation to relevant regulatory matters on a day-to-day basis.
• Maintaining accurate documentation and case files in line with regulatory standards.
• Assisting in the development and production of management information and ad-hoc activities assigned by management.

Technical Knowledge and Experience:

• At least 3-5 years relevant experience, preferably gained in a financial services or regulatory environment or financial crime, KYC, or compliance-related role.
• Solid exposure to AML/KYC processes and corporate onboarding experience is preferred
• Good understanding of Wholesale Financial Markets including knowledge and understanding of applicable rules and regulations.
• Experience and/or eager interest in innovation and the crypto world.
• Able to analyse and interpret information from a regulatory and commercial perspective.

Other required Skillset/Traits:

• MLRs knowledge and experience is desirable.
• Strong written and verbal communication skills
• Attention to detail and investigative mindset
• Strong analytical skills including problem solving and solution-orientated thinking
• Able to use initiative, work unsupervised and comfortable taking responsibility
• Energetic personality with the drive to effect change and develop relationships across all levels of the business
• Degree or relevant industry qualifications - desirable